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Six Sigma: PDCA on Steroids?

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    By Ruth Jacks, MBB

    Whenever I attend a Six Sigma symposium or healthcare conference, the same question comes up: "What's the difference between Six Sigma and what we're already doing?" Of course my response is, "Tell me more about what you're doing so I can better answer that question." After fielding this question for over a year, I've come to several conclusions:

    • There is a certain level of variability in the way healthcare systems attack internal quality or process improvement issues.

    • Depending on the particular methodology a hospital is using, the differences can be anywhere from glaringly obvious to fairly difficult to ascertain.

    • There are a few extremely critical areas within the Six Sigma methodology that set it apart from other processes.
    The following is offered as a brief comparison between the Six Sigma DMAIC process and FOCUS-PDCA. The DMAIC process includes phases for Define, Measure, Analyze, Improve and Control. FOCUS-PDCA is an extension of the Plan, Do, Check, Act (PDCA) cycle, sometimes called the Deming or Shewhart cycle, and is considered the most in-depth of the PDCA or PDSA methodologies. FOCUS is an acronym representing the five phases of the process known as Find, Organize, Clarify, Uncover, and Start. As with other quality initiatives such as TQM or CQI, there are some similarities with Six Sigma, however there are also significant contrasts and gaps that should be examined.

    FOCUS PDCA  VersusSIX SIGMA - 15 STEP GE-DMAIC
    Find a process to improve
    • Define the problem
    This is the equivalent of Step A in the GE Six Sigma process.

    The difference is that Six Sigma provides templates, tools and roadmaps with deliverables for each step that are completed before moving forward.
    Organize to improve the process
    • Identify/develop a team that knows the process
    This is the equivalent of Step B in the GE Six Sigma process.

    Again more templates and tools are used on the Six Sigma side. In some companies, change acceleration tools are also used to address the acceptance side of improvement initiatives.
    Clarify current knowledge of the process and collect information
    • Identify current process
    In Six Sigma, this would be Step C "process map" and Step 4 "how good is the current process".

    Focus PDCA is missing steps 1, 2, & 3
    Step 1: CTQ Characteristics
    "What do I want to improve"

    Step 2: Define Performance Standards
    "What's the best way to measure"

    Step 3: Validate Measurement System or GRR
    "Can I trust the output data"
    Understand the source of process and collect variations
    • Identify root cause of the problem
    • Address system issues staffing equipment, supplies, etc.)
    This would be 1/2 of Step 7 if your problem was around critical elements, "What's at the root of the problem".

    FOCUS PDCA is missing steps 5, 6 & 7 (for operating parameters or OP only)
    Step 5: Define Performance Objective
    "How good do I need to be?"

    Step 6: Identify Variation Sources
    "What factors make a difference"

    Step 7: OP problems
    "can I turn the problem on & off"
    Select the process improvement
    • Generate solutions
    • Make appropriate recommendations
    Plan
    • State what change is expected
    • Select the solution
    • Identify who is responsible for the action plan
    • Identify staff members assigned to carry out portions of the plan
    • Identify the required action (education, focused, supervision)
    • Identify who is responsible for education supervision
    • Recommend system changes
    • Identify/select/develop tool for monitoring the expected change
    Do
    • Implement plan
    • State target completion date
    Check
    • Identify desired compliance goal
    • Identify monitoring dates
    • Monitor the effect of the change
    • Identify staff members responsible for monitoring and data managers
    • Analyze data and determine % compliance met
    • Determine if the plan was a success
    • Identify people/system issues that impacted the success of plan
    This is the second part of Step 7: Once you've identified root causes you develop solutions.

    This would be 1/2 of Step 7 if your problem was around critical elements, "What's at the root of the problem".

    FOCUS PDCA is missing steps 8-12:
    Step 8: Discover variable relationships
    "How can I predict the output"

    Step 9: Establish OP tolerances on X's
    "How tight does the control have to be "

    Step 10: Validate X Measurement System
    "Can I trust the in-process data"

    Step 11: Determine Process Capability
    "Have I reached my goal"

    Step 12: Implement Process Control
    "How can I sustain the improvement"

    Summary
    From my perspective, whether Six Sigma Steps are included or omitted the significant difference between Six Sigma and FOCUS-PDCA is that in FOCUS, there is no roadmap. In addition, there are very few tools and templates to help navigate through the methodology to ensure successful identification of problems and appropriate resolutions. If you are successful, the success could be just as easily attributed to your expertise or knowledge of the area, versus the methodology you used. With Six Sigma, a person knowing little to nothing about an area can still come to the same conclusions in the same amount of time, if not quicker. Furthermore, a novice using the Six Sigma methodology will be able to convey how confident they are in their analysis and subsequent recommendation using statistics instead of intuition.

    Finally, the people side of any process improvement requires as much work as the technical side, and sometimes more. This is not addressed anywhere within the FOCUS-PDCA cycle. Built into the Six Sigma methodology is an arsenal of over 30 tools, some mandatory and others optional, to ensure that the impacted business area agrees on the recommended solutions. These tools also help address issues related to the systems and structures after the project is complete, ensuring sustainability.

    There are opportunities to integrate the Six Sigma methodology where businesses have already adopted FOCUS-PDCA. Such integration would offer a robust process improvement methodology without reinventing the wheel. The modifications would focus on gaining acceptance from the key stakeholders, everyone from front line technicians to clinicians, management and board members. It would also require putting control mechanisms and systems and structures in place to ensure that successful project improvement outcomes are sustained over time.

    About The Author
    Ruth Jacks is a Six Sigma Master Black Belt and consultant with GE Medical Systems. She previously served on GE's Corporate Audit Staff and has management experience in engineering, operations and quality. She is now charged with delivering Six Sigma DMAIC training to healthcare customers and mentoring healthcare Black Belts and Master Black Belts as they institutionalize the Six Sigma methodology in their hospitals.

    Ms. Jacks has a technical background in Engineering, a BA in Management and Human Relations and is working towards a MBA/MS Technology Management degree. She is currently based in Atlanta, GA.

     
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